Unsuccessful Surgery Alone Does Not Prove Medical Negligence: Punjab and Haryana High Court

In a significant judgment, the Punjab and Haryana High Court clarified the law surrounding medical negligence, ruling that the failure of a sterilization procedure, by itself, does not constitute medical negligence. Justice Anil Kshetarpal, presiding over the matter in RSA-4214-2002 (O&M), reversed an appellate court’s decision that had awarded compensation based on presumed negligence.

Background

The respondent, a woman who underwent sterilization, became pregnant after the procedure and filed a suit demanding ₹90,000 in compensation with 18% annual interest. While the trial court dismissed her claim for lack of evidence, the First Appellate Court reversed this decision, awarding ₹30,000 in damages with 6% interest. The State of Punjab, represented by Senior Deputy Advocate General Salil Sabhlok, filed a second appeal before the High Court, contesting the First Appellate Court’s decision.

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The respondent, represented by Advocate Ms. Simran for Pardeep Goyal, alleged negligence by the operating surgeon, citing the failure of the sterilization procedure as evidence.

Court Observations

Justice Kshetarpal meticulously analyzed the facts and legal principles governing medical negligence. The court emphasized that negligence cannot be presumed merely because a medical procedure failed to achieve the intended outcome.

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1. Burden of Proof: 

   The Court underscored that in cases of alleged medical negligence, the burden of proof lies squarely on the plaintiff. It is the plaintiff’s responsibility to provide tangible evidence, including expert testimony when necessary, to establish negligence. The respondent in this case failed to produce any expert opinion or evidence suggesting that the surgeon was incompetent or that the procedure was performed negligently.

2. Consent and Risk Disclosure:

   The court noted that the respondent had signed a consent form prior to the procedure, explicitly acknowledging the possibility of failure. This document clarified that no assurances were given regarding the success of the sterilization. Justice Kshetarpal observed:

“Medical negligence cannot be assumed merely because a surgical procedure has failed to achieve the desired result. Consent forms acknowledging known risks play a pivotal role in cases like this.”

3. Presumption of Negligence:

   The First Appellate Court had presumed negligence due to the operation’s failure but failed to consider the absence of evidence proving fault. The High Court highlighted that medical negligence is not a matter of conjecture; it requires clear, affirmative proof. Justice Kshetarpal emphasized:

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 “In the absence of evidence to suggest that the surgeon was not competent or that the procedure was performed negligently, liability cannot be imposed on the medical practitioner.”

4. Relevance of Supreme Court Precedent:

   The court relied on the Supreme Court’s decision in State of Punjab v. Shiv Ram (2005), which held that failure of sterilization alone does not justify compensation unless negligence is proven. Justice Kshetarpal reiterated the principle, noting that holding doctors liable for every unsuccessful operation without proof of negligence would set a dangerous precedent.

High Court’s Decision

After reviewing the evidence and legal principles, the High Court concluded that the First Appellate Court’s judgment was flawed. It reinstated the trial court’s decision, dismissing the respondent’s claim for compensation. The judgment stated:

“The First Appellate Court’s assumption of negligence, without substantive evidence, was unwarranted and legally unsustainable. It is not permissible to decree a suit for damages based solely on presumptions.”

The court further remarked:

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 “Assuming negligence solely because of the failure of a surgical procedure undermines the principles of medical jurisprudence and justice.”

Key Takeaways from the Judgment

1. Evidence-Based Decisions: The judgment reinforces that courts must rely on concrete evidence, not presumptions, in cases of alleged medical negligence.

2. Significance of Consent Forms: Signed consent forms that disclose risks protect healthcare providers from unwarranted claims when procedures fail due to inherent risks.

3. Protection of Medical Professionals: The ruling safeguards medical practitioners from baseless liability while ensuring that genuine cases of negligence are addressed based on robust evidence.

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